About

Jessica (Jesi) Brooks
Director of Operations

Hi, I’m Jesi and I am the Director of Operations for Advisor Transition Services and Staff My RIA. I manage most of the daily administrative and operational processes for our clients. I have worked in the Finance and Banking industries for 6 years.

I worked in multiple banks in Texas and Colorado before taking an operational position with Northwestern Mutual. I supported multiple brand-new financial representatives while they established their businesses under the NM umbrella. During that time, I attained Series 6 and 63 licenses, as well as, a Colorado Life and Health Insurance license.

In 2017, I joined fintech company, Personal Capital, as part of their Client Operations department. I worked with advisors, clients, and Pershing and expanded my knowledge of the wealth management industry. During that time, I opened many types of personal and retirement accounts, processed rollovers, transfers, and client information updates.

After moving to South Carolina in late 2018, I joined Grier in working to provide solutions to advisors during some of the most turbulent times of their careers and beyond. I have extensive experience with multiple custodians including: TD Ameritrade, Charles Schwab, Pershing, and Raymond James.

I have an insatiable drive to learn and I enjoy figuring out the best way to make tasks happen. I pride myself on being both efficient and detail-oriented- they don’t have to be mutually exclusive!

Personal Capital Advisors (Denver, CO) Operations Associate 2017-2018

Northwestern Mutual (Denver, CO) Sales Execution Team Associate 2016-2017

Newberry College, 2012

B.A. English, Business Administration